Bachelor’s Degree in Business, Risk Management or Insurance; or equivalent combination of education, training & experience.

· 5 or more years of experience in a Compliance function in financial service or insurance, prior leadership experience a plus. 

· Strong knowledge of compliance regulations and industry standards within the financial services or insurance sectors. 

· Strong understanding of State regulatory requirements for fixed and variable annuity products, as well as SEC & FINRA requirements for registered products.

· Professional Insurance Designation or working towards a designation (one or more of the following: ACS, AIRC, FLMI, ALMI). 

· Ability to work independently, manage multiple priorities, and take ownership of tasks and projects.

· Self-motivated with a strong attention to detail and a commitment to upholding the highest ethical standards.

· PC skills to include proficiency in Jira, Confluence, Microsoft Word, Excel and PowerPoint

· Critical thinking ability to use logic, reasoning and problem solving to identify best practices, alternative solutions, conclusions or approaches to challenges.

· Proven experience in drafting and filing annuity contract forms with the Compact & State regulators.

· Prior experience with reviewing and analyzing multiple complex data sources and document data elements, data flow, relationships and dependencies.